Introduction
Federalism refers to a government system where power is divided between the Centre and States. K.C. Wheare defines it as “the method of dividing powers so that general and regional governments are each within a sphere, coordinate and independent.”
The Indian Constitution, while federal in nature, describes India as a "Union of States" under Article 1. Various perspectives highlight its complexity:
- Federal: Sir Ivor Jennings, Paul Appleby, Dr. Rajendra Prasad, Dr. B.R. Ambedkar.
- Quasi-Federal: K.C. Wheare.
- Unitary in Nature: Dr. K.M. Munshi.
Division of Powers
The Indian Constitution divides powers into three lists under Article 246:
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Union List (List I): Contains 100 subjects of national importance, including:
- Defense of India, Armed forces, Foreign affairs, Railways, Currency.
- Laws in this list are made exclusively by Parliament.
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State List (List II): Contains 61 subjects reserved for State Legislatures, including:
- Police, Public health, Agriculture, Land, Local government.
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Concurrent List (List III): Contains 52 subjects on which both Centre and States can legislate, including:
- Criminal law, Marriage and divorce, Forests, Factories, Price control.
- In case of conflict, Parliamentary law prevails under Article 254.
Legislative Relations
While legislative powers are divided, certain constitutional provisions empower the Centre to override State authority:
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Article 249:
- If the Rajya Sabha declares a subject as "national interest" with a 2/3rd majority, Parliament can legislate on State List subjects for one year.
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Article 250:
- During a Proclamation of Emergency, Parliament can legislate on State subjects.
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Article 252:
- State legislatures can request Parliament to make laws for certain subjects not in the Union List.
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Article 253:
- Parliament can make laws to implement international treaties or agreements, even if the subject is in the State List.
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Governor’s Role:
- Governors may reserve certain Bills for Presidential assent, especially those related to the Concurrent List (Article 254(2)).
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Emergency Provisions:
- Under Article 352, the State List effectively becomes a Concurrent List.
These provisions give a dominant position to the Centre, balancing national unity with State autonomy.
Administrative Relations
The executive power of the Centre and States aligns with their legislative powers. However, the Centre enjoys stronger administrative control under Articles 256–263:
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Article 256:
- States must comply with Parliamentary laws.
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Article 257:
- States cannot impede the Centre's executive functions.
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Other Powers:
- Construction and maintenance of means of communication.
- Execution of schemes for the welfare of Scheduled Tribes (Article 339).
- Presidential powers during an emergency (Article 353).
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Failure to Comply:
- If a State fails to comply with directions, the President can impose President's Rule under Article 356.
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All-India Services:
- Officers of services like IAS and IPS are controlled by the Centre despite serving State cadres.
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Governors:
- Appointed and dismissed by the President, Governors often act under Central influence.
These provisions tilt the administrative balance in favor of the Centre.
Financial Relations
The financial relationship ensures both levels of government have revenue, though States remain dependent on the Centre. The Constitution divides taxation as follows:
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Taxes Collected by the Centre, Assigned to States (Article 268):
- Stamp duties and excise duties on medicines and toiletries.
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Taxes Collected by the Centre, Shared with States (Article 270).
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Surcharges on Taxes (Article 271):
- Exclusive to the Centre.
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Grants-in-Aid:
- Under Article 273 and 275, States in need receive grants based on Parliament's assessment.
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Consolidated Fund:
- Each level of government has a separate fund for taxes and revenues. Appropriation requires legislative approval.
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Finance Commission:
- Established under Article 280, it distributes tax revenue between the Centre and States.
Fifth and Sixth Schedules
The Constitution recognizes regional and tribal asymmetry:
Fifth Schedule (Article 244(1)):
Applies to Scheduled Areas in states like Andhra Pradesh, Chhattisgarh, Gujarat, etc., and aims to protect tribal land and resources. Key provisions include:
- Governor’s annual report to the President on Scheduled Area administration.
- Tribes Advisory Council: Advises the Governor on tribal welfare.
- Regulation of land transfers among Scheduled Tribes.
Sixth Schedule:
Designed for North-Eastern tribal areas in Assam, Meghalaya, Tripura, and Mizoram, it provides:
- Creation of Autonomous Districts and Regional Councils.
- Legislative power over subjects like land, forests, marriage, and social customs.
- Judicial powers to constitute village councils for tribal disputes.
- Power to levy taxes and regulate land revenue.
These schedules safeguard tribal autonomy and cultural diversity.
Conclusion
Indian federalism is often described as quasi-federal due to the dominant role of the Centre. The distribution of power is three-fold:
- Union List – Gives extensive powers to the Centre.
- State List – Limits State autonomy.
- Concurrent List – Allows overlapping jurisdiction, favoring the Centre during disputes.
Despite constitutional safeguards, the Centre-State relationship remains dynamic, influenced by political, economic, and administrative factors.